DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David James Mannaioni
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as David J Mannaioni
At current firm
9 y
since Nov 21, 2016
In the industry
26 y
since Aug 25, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
12
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- St. Bernard Financial Services, Inc. BD affiliated currentsince Nov 21, 2016 · Centennial, Co
- Waddell & Reed formerApr 2, 2013 to Nov 23, 2016 · Denver, Co
- Transamerica Financial Advisors, LLC BD affiliatedApr 3, 2012 to Apr 1, 2013 · Centennial, Co
- Financial Action, Inc. independent RIAJan 5, 2011 to Mar 28, 2011 · Monument, Co
- Investment Advisors International, Inc. unclassifiedSep 27, 2010 to Dec 31, 2010 · Greenwood Village, Co
- New England Securities Corporation formerJul 28, 2006 to Jul 9, 2010 · Colorado Springs, Co
- Osaic Fa, Inc. formerOct 2, 2003 to Aug 3, 2005 · Tarrytown, Ny
Moves
a registration end followed by a registration begin elsewhere
- Waddell & Reed to St. Bernard Financial Services, Inc.left Nov 23, 2016, registered Nov 21, 2016 (-2 days) · Other
- Transamerica Financial Advisors, LLC to Waddell & Reedleft Apr 1, 2013, registered Apr 2, 2013 (1 days) · Other
- Financial Action, Inc. to Transamerica Financial Advisors, LLCleft Mar 28, 2011, registered Apr 3, 2012 (372 days) · Other
- Investment Advisors International, Inc. to Financial Action, Inc.left Dec 31, 2010, registered Jan 5, 2011 (5 days) · Other
- New England Securities Corporation to Investment Advisors International, Inc.left Jul 9, 2010, registered Sep 27, 2010 (80 days) · Other
- Osaic Fa, Inc. to New England Securities Corporationleft Aug 3, 2005, registered Jul 28, 2006 (359 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address