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Advisor at WELLS FARGO ADVISORS
CULPEPER, VA | ROANOKE, VA | LOUISA, VA | MADISON, VA | CHARLOTTESVILLE, VA | WAYNESBORO, VA | ORANGE, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 23, 2024 | n/a | yes | MADISON, VA|LOUISA, VA|ORANGE, VA|CULPEPER, VA|ROANOKE, VA|WAYNESBORO, VA|CHARLOTTESVILLE, VA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 21, 2022 | May 23, 2024 | no | FISHERSVILLE, VA|FISHERSVILLE, VA|SAN DIEGO, CA|FISHERSVILLE, VA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 30, 2014 | Apr 21, 2022 | no | WAYNESBORO, VA|LA VISTA, NE|Fishersville, VA | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Apr 29, 2014 | Aug 5, 2014 | no | CHARLOTTESVILLE, VA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2005 | May 2, 2014 | no | WAYNESBORO, VA|WAYNESBORO, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 16, 2004 | Nov 23, 2005 | no | CHARLOTTESVILLE, VA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Dec 11, 2001 | Apr 29, 2004 | no | CHARLOTTESVILLE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WELLS FARGO ADVISORS | May 23, 2024 | May 23, 2024 | 0 | Firm change | Ibd to wirehouse |
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Apr 21, 2022 | Apr 21, 2022 | 0 | Firm change | Ibd to RIA |
| FIRST ALLIED ADVISORY SERVICES, INC. | SECURITIES AMERICA ADVISORS, INC. | Aug 5, 2014 | Jul 30, 2014 | -6 | Firm change | Other |
| LPL FINANCIAL LLC | FIRST ALLIED ADVISORY SERVICES, INC. | May 2, 2014 | Apr 29, 2014 | -3 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Nov 23, 2005 | Nov 29, 2005 | 6 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 29, 2004 | Apr 16, 2004 | -13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:6413:VA:2022-04-21 | Apr 21, 2022 | Apr 21, 2022 | FISHERSVILLE, VA | Firm change |