DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• C••• M••••••

W•••• F•••• A•••••••wirehouseCulpeper, Va dual registrantIAPD 4276141

Certified Financial Planner

Feed of 09/15/2026

Also filed as R••• C••• Shirkey

At current firm

2 y

since May 23, 2024

In the industry

25 y

since Dec 7, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since May 23, 2024 · Madison, Va
L•• F•••••••• L•• BD affiliated
Apr 21, 2022 to May 23, 2024 · Fishersville, Va
S••••••••• A•••••• A•••••••• I••• former
Jul 30, 2014 to Apr 21, 2022 · Waynesboro, Va
F•••• A••••• A••••••• S•••••••• I••• former
Apr 29, 2014 to Aug 5, 2014 · Charlottesville, Va
L•• F•••••••• L•• BD affiliated
Nov 29, 2005 to May 2, 2014 · Waynesboro, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 16, 2004 to Nov 23, 2005 · Charlottesville, Va
A• G• E•••••• • S•••• I••• unclassified
Dec 11, 2001 to Apr 29, 2004 · Charlottesville, Va

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left May 23, 2024, registered May 23, 2024 (0 days) · Affiliated broker-dealer or bank to wirehouse
S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
left Apr 21, 2022, registered Apr 21, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
F•••• A••••• A••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Aug 5, 2014, registered Jul 30, 2014 (-6 days) · Other
L•• F•••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••
left May 2, 2014, registered Apr 29, 2014 (-3 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Nov 23, 2005, registered Nov 29, 2005 (6 days) · Other
A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 29, 2004, registered Apr 16, 2004 (-13 days) · Other

Signals

R••• C••• M•••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2024-05-23)
May 23, 2024 · Advisor changed firm · fact
R••• C••• M•••••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2022-04-21)
Apr 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address