DFX Intelligence

Data Factory

H••••• K••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

H••••• K••• B•••

Advisor at A••••••••• F•••••••• S•••••••• L••

Reinbeck, IA | Charles City, IA | Cedar Falls, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff25dbec-cefd-14db-9104-ea7d34526003

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 16, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 1, 2024	n/a	yes	Cedar Falls, IA\|Reinbeck, IA\|Charles City, IA\|Cedar Falls, IA	Current employment
L•• W••••• M•••••••••	Independent wealth	Dec 6, 2021	Mar 5, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• W••••• M•••••••••	A••••••••• F•••••••• S•••••••• L••	Mar 5, 2024	Mar 1, 2024	-4	Firm change	RIA to ibd
L•• F•••••••• L••	L•• W••••• M•••••••••	Sep 29, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
310466:6363:IA:2024-03-05	Mar 5, 2024	Mar 1, 2024	WATERLOO, IA	Firm change
6413:310466:IA:2022-09-29	Sep 29, 2022	Dec 6, 2021	WATERLOO, IA	Firm change after gap

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 1, 2024 to presentfactForm ADV
→ L•• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 6, 2021 to Mar 5, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 11, 2021 to Sep 29, 2022factForm ADV
→ E••••• J••••

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
H••••• K••• B••• left L•• W••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-03-01)
Form ADVobserved 6 days ago
Occurred
Sep 29, 2022
Advisor changed firm
H••••• K••• B••• left L•• F•••••••• L•• for L•• W••••• M••••••••• (registered 2021-12-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff25dbec-cefd-14db-9104-ea7d34526003
First observed: Sep 16, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.