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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LSB WEALTH MANAGEMENT

LSB CAPITAL MANAGEMENT, INC., CRD 310466

ANKENY, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a891c1b9-95da-0d5e-8daf-c70cf5a75717

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 16
On other graphs: 0
Observed: Mar 24, 2022 to Aug 11, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.51 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $229MItem 5.F on the latest filing (2026-08-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $229M
Private client RAUM: $116MderivedItem 5.D individuals plus high net worth individuals
Private client share: 51%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $32.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 11
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 573
Individual clients: 226
High net worth clients: 157
Custody, client assets: $3.9M
SEC number: 801-124725
CRD: 310466
Filings on the tape: 22
First filed: Mar 24, 2022
Latest filed: Aug 11, 2026
Organised: Corporation, IA
Website: mylsbcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANNETTE JEANBLANC UTTERBACK	n/a	Ankeny, IA	4	35	2	yes
BRIAN EDWARD HEYING	Chartered Financial Consultant	Des Moines, IA \| ANKENY, IA	4	28	1	yes
Nicholas Haselhuhn	n/a	Clive, IA \| ANKENY, IA	3	14	n/a	yes
Ramon Paul Reyes	n/a	ANKENY, IA	1	36	5	yes
Zachary Patrick Morrissey	n/a	ANKENY, IA	1	11	1	yes
HAILEY Jo BROTEN	n/a	ANKENY, IA \| Cedar Falls, IA	0	14	n/a	yes
Taylor Marie Pfannebecker	n/a	ANKENY, IA	0	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Harder, Katelyn, Dare	President	Na	yes	10/2024	Oct 3, 2024	Dec 19, 2024
LINCOLN BANCORP	SOLE OWNER	E	yes	09/1983	Mar 24, 2022	Dec 19, 2024
LINCOLN SAVINGS BANK	SOLE OWNER	E	yes	07/2020	Mar 24, 2022	Dec 19, 2024
UTTERBACK, ANNETTE, JEANBLANC	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 29, 2023	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LINCOLN SAVINGS BANK	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CEDAR FALLS	Ia	United States	2	yes
DES MOINES	Ia	United States	2	yes
Reinbeck	Ia	United States	2	yes
Waterloo	Ia	United States	2	yes
Clive	Ia	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026	$229M	$229M	11	11	6	n/a	n/a
2024	Mar 12, 2025	$173M	$173M	10	10	5	n/a	n/a
2023	Feb 23, 2024	$232M	$232M	12	7	5	n/a	n/a
2022	Mar 29, 2023	$225M	$225M	15	11	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$229M	$173M	32.2%	$225M	0.5%	11	10	6	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERIPRISE FINANCIAL SERVICES, LLC	3	Mar 5, 2024	Mar 1, 2024	WATERLOO, IA	Team lift out	RIA to ibd	33.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	3	Sep 29, 2022	Dec 6, 2021	ALLISON, IA	Team lift out	RIA to RIA	0.0%

Relationships

Registered with (15)

← Taylor Marie PfannebeckerAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← HAILEY Jo BROTENAdvisorregistration: current employment
Sep 24, 2025 to presentfactForm ADV
← Zachary Patrick MorrisseyAdvisorregistration: current employment
Feb 13, 2025 to presentfactForm ADV
← Ramon Paul ReyesAdvisorregistration: current employment
Dec 19, 2024 to presentfactForm ADV
← Nicholas HaselhuhnAdvisorregistration: current employment
Oct 27, 2022 to presentfactForm ADV
← ANNETTE JEANBLANC UTTERBACKAdvisorregistration: current employment
Dec 6, 2021 to presentfactForm ADV
← BRIAN EDWARD HEYINGAdvisorregistration: current employment
Dec 6, 2021 to presentfactForm ADV
← Katelyn Dare HarderAdvisorregistration: previous registration
Jan 6, 2022 to Jul 1, 2025factForm ADV
← MARK DONALD MCCOMBSAdvisorregistration: previous registration
Dec 6, 2021 to Nov 15, 2024factForm ADV
← AMY LYNN WRIGHTAdvisorregistration: previous registration
Dec 6, 2021 to Sep 4, 2024factForm ADV
← KYLE A RASMUSSENAdvisorregistration: previous registration
Dec 6, 2021 to Mar 5, 2024factForm ADV
← NICHOLAS WILLIAM BLASBERGAdvisorregistration: previous registration
Dec 6, 2021 to Mar 5, 2024factForm ADV
← Hunter Kade BellAdvisorregistration: previous registration
Dec 6, 2021 to Mar 5, 2024factForm ADV
← Benjamin Charles SteeleAdvisorregistration: previous registration
Aug 26, 2020 to Oct 3, 2023factForm ADV
← Andrew Kenneth OwenAdvisorregistration: previous registration
Mar 10, 2021 to Jun 18, 2021factForm ADV

Controls (4)

← UTTERBACK, ANNETTE, JEANBLANCOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2023 to Dec 19, 2024factForm ADV
← Harder, Katelyn, DareOwnerPRESIDENT, ownership code NA, individual
Oct 3, 2024 to Dec 19, 2024factForm ADV
← LINCOLN BANCORPOwnerSOLE OWNER, ownership code E, domestic entity
Mar 24, 2022 to Dec 19, 2024factForm ADV
← LINCOLN SAVINGS BANKOwnerSOLE OWNER, ownership code E, domestic entity
Mar 24, 2022 to Dec 19, 2024factForm ADV

Moved with (2)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser3 advisors, team lift out, same day
Mar 5, 2024 to Mar 1, 2024factForm ADV
← LPL FINANCIAL LLCRegistered adviser3 advisors, team lift out, same day
Sep 29, 2022 to Dec 6, 2021factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 1, 2025
Advisor changed firm
Katelyn Dare Harder left Lsb Wealth Management for Principal Securities, Inc. (registered 2025-07-01)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2024
Advisor changed firm
Mark Donald Mccombs left Lsb Wealth Management for Ameriprise Financial Services, Llc (registered 2024-11-08)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2024
Control person joined
Dare Katelyn Harder (President) appeared on Schedule A of Lsb Wealth Management
Form ADVobserved 6 days ago
Occurred
Oct 3, 2024
Control person left
Donald Mark Mccombs (President) no longer on Schedule A of Lsb Wealth Management (listed 2024-09-04, absent 2024-10-03)
Form ADVobserved 6 days ago
Occurred
Sep 4, 2024
Advisor changed firm
Amy Lynn Wright left Lsb Wealth Management for Avantax Advisory Services (registered 2024-08-30)
Form ADVobserved 6 days ago
Occurred
Mar 5, 2024
Team lift-out
3 advisors left Lsb Wealth Management (Waterloo, IA) for Ameriprise Financial Services, LLC on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Mar 5, 2024
Advisor changed firm
Hunter Kade Bell left Lsb Wealth Management for Ameriprise Financial Services, Llc (registered 2024-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 5, 2024
Advisor changed firm
Nicholas William Blasberg left Lsb Wealth Management for Ameriprise Financial Services, Llc (registered 2024-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 5, 2024
Advisor changed firm
Kyle A Rasmussen left Lsb Wealth Management for Ameriprise Financial Services, Llc (registered 2024-03-01)
Form ADVobserved 6 days ago
Occurred
Oct 13, 2023
Control person joined
Donald Mark Mccombs (President) appeared on Schedule A of Lsb Wealth Management
Form ADVobserved 6 days ago
Occurred
Oct 13, 2023
Control person left
Charles Benjamin Steele (President) no longer on Schedule A of Lsb Wealth Management (listed 2023-03-29, absent 2023-10-13)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2023
Advisor changed firm
Benjamin Charles Steele left Lsb Wealth Management for Diamond Trail Capital Management (registered 2023-10-24)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Control person joined
Jeanblanc Annette Utterback (Chief Compliance Officer) appeared on Schedule A of Lsb Wealth Management
Form ADVobserved 6 days ago
Occurred
Sep 29, 2022
Team lift-out
3 advisors left LPL Financial LLC (Allison, IA) for Lsb Wealth Management on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Mar 24, 2022
First Form ADV filing
Lsb Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 29, 2023
Lsb Wealth Management reported 5 offices beyond its principal office, up from 0 (2022-12-09 to 2023-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a891c1b9-95da-0d5e-8daf-c70cf5a75717
First observed: Mar 24, 2022
Last observed: Aug 11, 2026 41 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LSB WEALTH MANAGEMENT

LSB CAPITAL MANAGEMENT, INC., CRD 310466

ANKENY, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a891c1b9-95da-0d5e-8daf-c70cf5a75717

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANNETTE JEANBLANC UTTERBACK

n/a

Ankeny, IA

yes

BRIAN EDWARD HEYING

Chartered Financial Consultant

Des Moines, IA | ANKENY, IA

yes

Nicholas Haselhuhn

n/a

Clive, IA | ANKENY, IA

n/a

yes

Ramon Paul Reyes

n/a

ANKENY, IA

yes

Zachary Patrick Morrissey

n/a

ANKENY, IA

yes

HAILEY Jo BROTEN

n/a

ANKENY, IA | Cedar Falls, IA

n/a

yes

Taylor Marie Pfannebecker

n/a

ANKENY, IA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Harder, Katelyn, Dare

President

yes

10/2024

Oct 3, 2024

Dec 19, 2024

LINCOLN BANCORP

SOLE OWNER

yes

09/1983

Mar 24, 2022

Dec 19, 2024

LINCOLN SAVINGS BANK

SOLE OWNER

yes

07/2020

Mar 24, 2022

Dec 19, 2024

UTTERBACK, ANNETTE, JEANBLANC

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 29, 2023

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LINCOLN SAVINGS BANK

n/a

City

State

Country

Employees

Also broker-dealer

CEDAR FALLS

United States

yes

DES MOINES

United States

yes

Reinbeck

United States

yes

Waterloo

United States

yes

Clive

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 20, 2026

$229M

n/a

2024

Mar 12, 2025

$173M

n/a

2023

Feb 23, 2024

$232M

n/a

2022

Mar 29, 2023

$225M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$229M

$173M

32.2%

$225M

0.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMERIPRISE FINANCIAL SERVICES, LLC

Mar 5, 2024

Mar 1, 2024

WATERLOO, IA

Team lift out

RIA to ibd

33.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Sep 29, 2022

Dec 6, 2021

ALLISON, IA

Team lift out

RIA to RIA

0.0%