DFX Intelligence

F••••••• J•••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

F••••••• J•••• R•••••••

Advisor at O•••••• G••••• I•••

MORRIS, IL

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Search this name across graphsid dfx:ria:ff278a49-63ea-2445-0872-faa9b98a9609

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• G••••• I•••	Independent wealth	Sep 30, 2021	n/a	yes	MORRIS, IL	Current employment
A•••• P•••• A•••••••	Former SEC adviser	Nov 6, 2020	Sep 30, 2021	no	MORRIS, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	O•••••• G••••• I•••	Sep 30, 2021	Sep 30, 2021	0	Firm change	Ibd to new firm
K•• F•••••••• S•••••••• I••	A•••• P•••• A•••••••	Nov 6, 2020	Nov 6, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ O•••••• G••••• I•••Registered adviserregistration: current employment
Sep 30, 2021 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Nov 6, 2020 to Sep 30, 2021factForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Sep 30, 2013 to Nov 6, 2020factForm ADV
→ P•• A••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff278a49-63ea-2445-0872-faa9b98a9609
First observed: Jul 24, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.