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Advisor at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
Mason, OH | PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Asset manager | Jul 14, 2025 | n/a | yes | PHILADELPHIA, PA|Mason, OH | Current employment |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Asset manager | Dec 15, 2021 | Nov 5, 2024 | no | Farmington Hills, MI|NEW YORK, NY|Mason, OH | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | May 12, 2021 | Nov 30, 2021 | no | TROY, MI | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 26, 2019 | Dec 13, 2019 | no | Grand Blanc, MI | Previous registration |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | Asset manager | May 12, 2017 | Oct 11, 2018 | no | Bloomfield Hills, MI|PRINCETON, NJ | Previous registration |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | Jun 29, 2015 | Apr 26, 2017 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA INVESTMENT MANAGEMENT CO. LLC | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Nov 5, 2024 | Jul 14, 2025 | 251 | Firm change | Other |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | VOYA INVESTMENT MANAGEMENT CO. LLC | Nov 30, 2021 | Dec 15, 2021 | 15 | Firm change | Other |
| MORGAN STANLEY | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Dec 13, 2019 | May 12, 2021 | 516 | Firm change after gap | Wirehouse to ibd |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | MORGAN STANLEY | Oct 11, 2018 | Jun 26, 2019 | 258 | Firm change | Other |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | BLACKROCK INVESTMENT MANAGEMENT, LLC | Apr 26, 2017 | May 12, 2017 | 16 | Firm change | Other |