DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• E•••••••••

N••••• I••••••••• M••••••••• B••••••• T••••asset managerMason, Oh dual registrantIAPD 4376371

Feed of 09/14/2026

Also filed as D•••• E•••••••••

At current firm

1 y

since Jul 14, 2025

In the industry

25 y

since Aug 7, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••• I••••••••• M••••••••• B••••••• T•••• asset manager current
since Jul 14, 2025 · Philadelphia, Pa
V••• I••••••••• M••••••••• C•• L•• asset manager
Dec 15, 2021 to Nov 5, 2024 · Farmington Hills, Mi
F••••••• P••••••• A•• W•••••••• A••••••• former
May 12, 2021 to Nov 30, 2021 · Troy, Mi
M••••• S•••••• wirehouse
Jun 26, 2019 to Dec 13, 2019 · Grand Blanc, Mi
B•••••••• I••••••••• M••••••••• L•• asset manager
May 12, 2017 to Oct 11, 2018 · Bloomfield Hills, Mi
C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager
Jun 29, 2015 to Apr 26, 2017 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

V••• I••••••••• M••••••••• C•• L•• to N••••• I••••••••• M••••••••• B••••••• T••••
left Nov 5, 2024, registered Jul 14, 2025 (251 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to V••• I••••••••• M••••••••• C•• L••
left Nov 30, 2021, registered Dec 15, 2021 (15 days) · Other
M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Dec 13, 2019, registered May 12, 2021 (516 days) · Wirehouse to affiliated broker-dealer or bank
B•••••••• I••••••••• M••••••••• L•• to M••••• S••••••
left Oct 11, 2018, registered Jun 26, 2019 (258 days) · Other
C••••••• M••••••••• I••••••••• A•••••••• L•• to B•••••••• I••••••••• M••••••••• L••
left Apr 26, 2017, registered May 12, 2017 (16 days) · Other

Signals

D•••• E••••••••• left V••• I••••••••• M••••••••• C•• L•• for N••••• I••••••••• M••••••••• B••••••• T•••• (registered 2025-07-14)
Nov 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address