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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Marc Hsu

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | IRVINE, CA

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Search this name across graphsid dfx:ria:ff3537b3-dd29-35a4-8815-06eb3c10814f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 30, 2014
First registration: Feb 3, 2014
Dual registered: yes, broker-dealer
Other names: MARC JEFFREY HSU|marc hsu|Marc J Hsu
IAPD individual key: 6248006

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 29, 2026	n/a	yes	IRVINE, CA\|GREENWOOD VILLAGE, CO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 15, 2025	Jun 26, 2026	no	SANTA ANA, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Apr 24, 2025	no	BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 28, 2024	Mar 31, 2025	no	BREA, CA\|IRVINE, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 30, 2014	Apr 3, 2023	no	NEWPORT BEACH, CA\|Newport Beach, CA\|NEWPORT BEACH, CA\|IRVINE, CA\|IRVINE, CA\|IRVINE, CA\|IRVINE, CA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 4, 2014	Jul 8, 2014	no	CERRITOS, CA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Feb 3, 2014	Feb 4, 2014	no	PASADENA, CA\|CERRITOS, CA\|WESTMINSTER, CA\|ARTESIA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	EMPOWER ADVISORY GROUP, LLC	Jun 26, 2026	Jul 29, 2026	33	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	LPL FINANCIAL LLC	Apr 24, 2025	Apr 15, 2025	-9	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 3, 2023	Jun 28, 2024	452	Firm change after gap	Wirehouse to ibd
CETERA INVESTMENT ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Jul 8, 2014	Jul 30, 2014	22	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Feb 4, 2014	Feb 4, 2014	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104555:6413:MA:2025-04-10	Apr 24, 2025	Apr 15, 2025	BOSTON, MA	Firm change
79:288590:CA:2023-02-28	Apr 3, 2023	Jun 28, 2024	IRVINE, CA	Firm change after gap

Relationships

Registered with (7)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 15, 2025 to Jun 26, 2026factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Apr 24, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 28, 2024 to Mar 31, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 30, 2014 to Apr 3, 2023factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 4, 2014 to Jul 8, 2014factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Feb 3, 2014 to Feb 4, 2014factForm ADV

Dated events

Occurred
Jun 26, 2026
Advisor changed firm
Marc Hsu left Lpl Financial Llc for Empower Advisory Group, Llc (registered 2026-07-29)
Form ADVobserved 6 days ago
Occurred
Apr 24, 2025
Advisor changed firm
Marc Hsu left Strategic Advisers Llc for Lpl Financial Llc (registered 2025-04-15)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Marc Hsu left J.P. Morgan Securities Llc for Fidelity Personal And Workplace Advisors (registered 2024-06-28)
Form ADVobserved 6 days ago