DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• H••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 6248006

Feed of 09/14/2026

Also filed as Marc Jeffrey Hsu

At current firm

0 y

since Jul 29, 2026

In the industry

12 y

since Jan 30, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jul 29, 2026 · Irvine, Ca
L•• F•••••••• L•• BD affiliated
Apr 15, 2025 to Jun 26, 2026 · Santa Ana, Ca
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 24, 2025 · Boston, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Jun 28, 2024 to Mar 31, 2025 · Brea, Ca
J••• M••••• S••••••••• L•• wirehouse
Jul 30, 2014 to Apr 3, 2023 · Newport Beach, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 4, 2014 to Jul 8, 2014 · Cerritos, Ca
C••••• I••••••••• S••••••• L•• former
Feb 3, 2014 to Feb 4, 2014 · Pasadena, Ca

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to E•••••• A••••••• G••••• L••
left Jun 26, 2026, registered Jul 29, 2026 (33 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to L•• F•••••••• L••
left Apr 24, 2025, registered Apr 15, 2025 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 3, 2023, registered Jun 28, 2024 (452 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Jul 8, 2014, registered Jul 30, 2014 (22 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Feb 4, 2014, registered Feb 4, 2014 (0 days) · Other

Signals

M••• H•• left L•• F•••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-07-29)
Jun 26, 2026 · Advisor changed firm · fact
M••• H•• left S•••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-04-15)
Apr 24, 2025 · Advisor changed firm · fact
M••• H•• left J••• M••••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-06-28)
Apr 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address