DFX Intelligence

P••• A••••• E••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor15 years in industry

P••• A••••• E••••• C•••••••

Advisor at A••• A••••••• P•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff42186e-f84c-31c5-bae5-f8601e77ff78

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 15, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Aug 19, 2026	n/a	yes	Madison, NJ\|NEW YORK, NY	Current employment
T•••••••• C•••••• A•••••••• L••	Independent wealth	May 23, 2025	n/a	yes	MADISON, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••	T•••••••• C•••••• A•••••••• L••	Apr 30, 2025	May 23, 2025	23	Firm change	RIA to RIA
G••••• A••••••• L••	C••••••	Mar 28, 2025	Feb 6, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
134062:319448:NY:2025-03-28	Mar 28, 2025	Feb 6, 2025	NEW YORK, NY	Firm change after gap

Relationships

Registered with (5)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ T•••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ C••••••Registered adviserregistration: previous registration
Feb 6, 2025 to Apr 30, 2025factForm ADV
→ G••••• A••••••• L••

Dated events

Occurred
Apr 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff42186e-f84c-31c5-bae5-f8601e77ff78
First observed: Feb 15, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.