DFX Intelligence
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Reading the graph
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Advisor at S••••••••• P•••••• C•••••• M••••••••• L••
Charleston, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• P•••••• C•••••• M••••••••• L•• | Other adviser | Jan 4, 2026 | n/a | yes | Charleston, SC | Current employment |
| S••••••••• A•••••••• I••• | Former SEC adviser | Feb 9, 2017 | Feb 27, 2026 | no | COLUMBIA, SC|Charleston, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••••• I••• | S••••••••• P•••••• C•••••• M••••••••• L•• | Feb 27, 2026 | Jan 4, 2026 | -54 | Firm change after gap | Other |
| M•••• • C•••••• | S••••••••• A•••••••• I••• | May 20, 2019 | Feb 9, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153113:165306:SC:2026-02-27 | Feb 27, 2026 | Jan 4, 2026 | CHARLESTON, SC | Firm change after gap |
| 145238:153113:SC:2019-05-20 | May 20, 2019 | Feb 9, 2017 | COLUMBIA, SC | Firm change after gap |
| M•••• • C•••••• | Former SEC adviser | Feb 9, 2017 | May 20, 2019 | no | COLUMBIA, SC | Previous registration |
| -830 |
| Firm change after gap |
| Other |