M•••• A• N•••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff74403d-aa88-b56b-7a0a-e6032234f1f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Aug 31, 2020	n/a	yes	NEWPORT BEACH, CA\|WALTHAM, MA	Current employment
B••••• P••••• W••••• A•••••••• L••	Former SEC adviser	Jan 4, 2016	Apr 27, 2020	no	WALTHAM, MA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Apr 27, 2020	Aug 31, 2020	126	Bulk transfer	RIA to RIA
T•• F••••••••	B••••• P••••• W••••• A•••••••• L••	Nov 30, 2015	Jan 4, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
132797:151328:MA:2015-11-30	Nov 30, 2015	Jan 4, 2016	NEWTON, MA	Firm change

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Aug 31, 2020 to presentfactForm ADV
→ B••••• P••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2016 to Apr 27, 2020factForm ADV
→ T•• F••••••••Registered adviserregistration: previous registration
Nov 12, 2013 to Nov 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff74403d-aa88-b56b-7a0a-e6032234f1f0
First observed: Nov 12, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.