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T•• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•• F••••••••

THE PROGRAM WORKS, INC., CRD 132797

NEWTON, MA

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Search this name across graphsid dfx:ria:2222f064-f68e-afac-06ec-04cda4f46d32

Data as of Apr 29, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Apr 29, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $261MItem 5.F on the latest filing (2015-04-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $247M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• S••••• S••••••••• S• T••••	Owner	E	yes	12/2012	Mar 24, 2014	Apr 29, 2015
C••••• S••••• S••••••••• S• T••••	Owner	F	yes	12/2012	Mar 24, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$261M	$278M	-6.2%	$243M	2.3%	3	3	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B••••• P••••• W••••• A•••••••• L••	2	Nov 30, 2015	Jan 4, 2016	NEWTON, MA	Team lift out	Other	100.0%

Relationships

Controls (5)

← S•••••• J•••••••• H•••••••OwnerCHAIRMAN, ownership code NA, individual
Mar 26, 2012 to presentfactForm ADV
← S•••••• J•••••••• B••••• I••••OwnerCO-TRUSTEE, ownership code F, individual
Mar 24, 2014 to presentfactForm ADV
← S•••••• S••••• K••••••OwnerCO-TRUSTEE, ownership code F, individual
Mar 24, 2014 to presentfactForm ADV
← S•••••• C•••••• R•••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2012 to presentfact

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2222f064-f68e-afac-06ec-04cda4f46d32
First observed: Mar 26, 2012
Last observed: Apr 29, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.