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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

SEAN KOUTSAKIS

Advisor at PNC WEALTH MANAGEMENT

Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff781c05-ad5e-7645-ec92-ceb1f47817fa

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 5, 2012 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 27, 2010
First registration: Sep 5, 2012
Dual registered: yes, broker-dealer
Other names: SEAN NICHOLI KOUTSAKIS|SEAN NICHOLI KOUTSAKIS
IAPD individual key: 4833053

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 8, 2026	n/a	yes	Denver, CO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 11, 2023	Apr 13, 2026	no	DENVER, CO	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Sep 5, 2012	Aug 24, 2023	no	DENVER, CO\|DENVER, CO\|ALBUQUERQUE, NM\|DENVER, CO\|GREENWOOD VILLAGE, CO\|DENVER, CO\|ELIZABETH, CO\|CODY, WY\|DENVER, CO\|DOUGLAS, WY\|Rawlins, WY\|LUSK, WY\|SHERIDAN, WY\|ENGLEWOOD, CO\|LITTLETON, CO\|GILLETTE, WY\|WORLAND, WY\|CASPER, WY\|CASPER, WY\|TEMPE, AZ\|MEETEETSE, WY\|Newport Beach, CA\|LOUISVILLE, CO\|GREENWOOD VILLAGE, CO\|CENTENNIAL, CO\|Greenwood Village, CO\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	Apr 13, 2026	May 8, 2026	25	Firm change	Ibd to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Aug 24, 2023	Dec 11, 2023	109	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29357:6413:NE:2023-08-24	Aug 24, 2023	Dec 11, 2023	OMAHA, NE	Firm change

Relationships

Registered with (3)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
May 8, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 11, 2023 to Apr 13, 2026factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Sep 5, 2012 to Aug 24, 2023factForm ADV

Dated events

Occurred
Apr 13, 2026
Advisor changed firm
Sean Koutsakis left Lpl Financial Llc for Pnc Wealth Management (registered 2026-05-08)
Form ADVobserved 5 days ago
Occurred
Aug 24, 2023
Advisor changed firm
Sean Koutsakis left Bancwest Investment Services, Inc. (Bwis) for Lpl Financial Llc (registered 2023-12-11)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff781c05-ad5e-7645-ec92-ceb1f47817fa
First observed: Sep 5, 2012
Last observed: Sep 16, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEAN KOUTSAKIS

Advisor at PNC WEALTH MANAGEMENT

Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff781c05-ad5e-7645-ec92-ceb1f47817fa

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PNC WEALTH MANAGEMENT

Bd affiliated wealth

May 8, 2026

n/a

yes

Denver, CO

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Dec 11, 2023

Apr 13, 2026

DENVER, CO

Previous registration

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

Former SEC adviser

Sep 5, 2012

Aug 24, 2023

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

PNC WEALTH MANAGEMENT

Apr 13, 2026

May 8, 2026

Firm change

Ibd to ibd

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

LPL FINANCIAL LLC

Aug 24, 2023

Dec 11, 2023

109

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

29357:6413:NE:2023-08-24

Aug 24, 2023

Dec 11, 2023

OMAHA, NE

Firm change