RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• K••••••••
- P•• W••••• M••••••••• BD affiliated currentsince May 8, 2026 · Denver, Co
- L•• F•••••••• L•• BD affiliatedDec 11, 2023 to Apr 13, 2026 · Denver, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerSep 5, 2012 to Aug 24, 2023 · Denver, Co
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Apr 13, 2026, registered May 8, 2026 (25 days) · Affiliated broker-dealer or bank to another
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Aug 24, 2023, registered Dec 11, 2023 (109 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••• K•••••••• left L•• F•••••••• L•• for P•• W••••• M••••••••• (registered 2026-05-08)Apr 13, 2026 · Advisor changed firm · fact
- S••• K•••••••• left B••••••• I••••••••• S•••••••• I••• ••••• for L•• F•••••••• L•• (registered 2023-12-11)Aug 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address