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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Holly Martines

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY | Chandler, AZ

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Search this name across graphsid dfx:ria:ff7853f8-66d4-9e1c-31e4-4101784d2b31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 3, 2000
First registration: Apr 16, 2007
Dual registered: yes, broker-dealer
Other names: HOLLY BETH MARTIN|HOLLY BETH MARTINES|HOLLY MARTINES|HOLLY MARTIN|HOLLY BETH MARTINES|Holly B Martines
IAPD individual key: 4207996

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 7, 2024	n/a	yes	Chandler, AZ\|NEW YORK, NY	Current employment
MORGAN STANLEY	Wirehouse	Jun 7, 2022	Apr 4, 2023	no	Tempe, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 13, 2019	Apr 12, 2022	no	CHANDLER, AZ\|NEW YORK, NY\|PENNINGTON, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 19, 2014	Sep 27, 2017	no	CHANDLER, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2011	Dec 31, 2012	no	SAN DIEGO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 16, 2007	Apr 28, 2010	no	PHOENIX, AZ\|PHOENIX, AZ\|Phoenix, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 4, 2023	Nov 7, 2024	583	Firm change after gap	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Apr 12, 2022	Jun 7, 2022	56	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 31, 2012	Mar 19, 2014	443	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	LPL FINANCIAL LLC	Apr 28, 2010	Feb 1, 2011	279	Firm change	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 13, 2019 to Apr 12, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 7, 2022 to Apr 4, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 1, 2011 to Dec 31, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 16, 2007 to Apr 28, 2010factForm ADV

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
Holly Martines left Morgan Stanley for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-11-07)
Form ADVobserved 6 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Holly Martines left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2022-06-07)
Form ADVobserved 6 days ago