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Registered advisor
H•••• M•••••••
Feed of 09/14/2026
Also filed as Holly Beth Martin
At current firm
1 y
since Nov 7, 2024
In the industry
25 y
since Oct 3, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 7, 2024 · Chandler, Az
- M••••• S•••••• wirehouseJun 7, 2022 to Apr 4, 2023 · Tempe, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 13, 2019 to Apr 12, 2022 · Chandler, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 19, 2014 to Sep 27, 2017 · Chandler, Az
- L•• F•••••••• L•• BD affiliatedFeb 1, 2011 to Dec 31, 2012 · San Diego, Ca
- C•••••• S••••• • C••• I••• national BDApr 16, 2007 to Apr 28, 2010 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 4, 2023, registered Nov 7, 2024 (583 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Apr 12, 2022, registered Jun 7, 2022 (56 days) · Wirehouse to wirehouse
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 31, 2012, registered Mar 19, 2014 (443 days) · Other
- C•••••• S••••• • C••• I••• to L•• F•••••••• L••left Apr 28, 2010, registered Feb 1, 2011 (279 days) · Other
Signals
- H•••• M••••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-11-07)Apr 4, 2023 · Advisor changed firm · fact
- H•••• M••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-06-07)Apr 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address