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Advisor at SPC
••• Locked
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This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | ANN ARBOR, MI|Grosse Pointe Park, MI | Current employment |
| R••••••• C••••• A••••••• S••••••• | Former SEC adviser | Oct 19, 2015 | Nov 13, 2015 | no | Grosse Point Farms, MI|NEW WOODSTOCK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••• C••••• A••••••• S••••••• | S•• | Nov 13, 2015 | Jan 1, 2025 | 3,337 | Firm change after gap | Other |
| R•••• I••••••••• A••••••• L•• | R••••••• C••••• A••••••• S••••••• | Sep 15, 2015 | Oct 19, 2015 |
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | Aug 18, 2011 | Sep 15, 2015 | no | GROSSE POINTE FARMS, MI|KENTWOOD, MI | Previous registration |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | May 28, 2010 | Nov 4, 2013 | no | HOLBROOK, NY | Previous registration |
| 34 |
| Firm change |
| Other |
| A••••••• P••••••••• A•••••••• I•• | R•••• I••••••••• A••••••• L•• | Nov 4, 2013 | Aug 18, 2011 | -809 | Firm change after gap | Other |