RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•• BD affiliated currentsince Jan 1, 2025 · Ann Arbor, Mi
- R••••••• C••••• A••••••• S••••••• formerOct 19, 2015 to Nov 13, 2015 · Grosse Point Farms, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedAug 18, 2011 to Sep 15, 2015 · Grosse Pointe Farms, Mi
- A••••••• P••••••••• A•••••••• I•• formerMay 28, 2010 to Nov 4, 2013 · Holbrook, Ny
- R••••••• C••••• A••••••• S••••••• to S••left Nov 13, 2015, registered Jan 1, 2025 (3337 days) · Other
- R•••• I••••••••• A••••••• L•• to R••••••• C••••• A••••••• S•••••••left Sep 15, 2015, registered Oct 19, 2015 (34 days) · Other
- A••••••• P••••••••• A•••••••• I•• to R•••• I••••••••• A••••••• L••left Nov 4, 2013, registered Aug 18, 2011 (-809 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address