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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

GREGORY ALLEN BALDWIN

Advisor at PKS ADVISORY SERVICES, LLC

ALBANY, NY | PALM SPRINGS, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 5, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PKS ADVISORY SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Mar 18, 1986
First registration: Apr 5, 1995
Dual registered: yes, broker-dealer
Other names: GREG BALDWIN
IAPD individual key: 1476397

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PKS ADVISORY SERVICES, LLC	Independent wealth	Jan 22, 2021	n/a	yes	ALBANY, NY\|PALM SPRINGS, CA	Current employment
MATRIX WEALTH MANAGEMENT, INC.	n/a	Dec 3, 2014	Dec 31, 2020	no	CLACKAMAS, OR	Previous registration
Fsic	Former SEC adviser	Jan 3, 2007	Dec 31, 2014	no	BOCA RATON, FL\|BOCA RATON, FL\|PORTLAND, OR	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Apr 5, 1995	Dec 31, 2006	no	PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MATRIX WEALTH MANAGEMENT, INC.	PKS ADVISORY SERVICES, LLC	Dec 31, 2020	Jan 22, 2021	22	Firm change	Other
Fsic	MATRIX WEALTH MANAGEMENT, INC.	Dec 31, 2014	Dec 3, 2014	-28	Firm change	Other
ESI FINANCIAL ADVISORS	Fsic	Dec 31, 2006	Jan 3, 2007	3	Firm change	Other

Relationships

Registered with (4)

→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jan 22, 2021 to presentfactForm ADV
→ MATRIX WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 3, 2014 to Dec 31, 2020factForm ADV
→ FSICRegistered adviserregistration: previous registration
Jan 3, 2007 to Dec 31, 2014factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Apr 5, 1995 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.