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RIA / WealthAdvisorCertified Financial Planner11 years in industry

JOHN T LUND

Advisor at RIA ADVISORY GROUP, LLC

DES MOINES, IA | Rapid City, SD

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Search this name across graphsid dfx:ria:ffca5bb3-5402-f327-85c6-3ca4096abe76

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 20, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIA ADVISORY GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 11, 2015
First registration: Aug 20, 2015
Dual registered: no
Other names: JOHN TAYIB LUND
IAPD individual key: 6504480

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIA ADVISORY GROUP, LLC	Independent wealth	Jul 14, 2025	n/a	yes	DES MOINES, IA\|Rapid City, SD	Current employment
BFC PLANNING, INC.	Bd affiliated wealth	May 16, 2023	Jun 27, 2025	no	NORFOLK, NE\|CEDAR RAPIDS, IA	Previous registration
GARNETT INVESTMENT STRATEGIES	Independent wealth	Oct 25, 2022	Mar 1, 2023	no	BEATRICE, NE\|Norfolk, NE	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 25, 2020	Jul 2, 2021	no	NORFOLK, NE\|WEST POINT, NE\|ONAWA, IA\|O'NEILL, NE\|SOUTH SIOUX CITY, NE\|WAYNE, NE\|ORD, NE\|ELDON, IA\|Norfolk, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 20, 2015	Feb 24, 2020	no	NORFOLK, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BFC PLANNING, INC.	RIA ADVISORY GROUP, LLC	Jun 27, 2025	Jul 14, 2025	17	Firm change	Ibd to RIA
GARNETT INVESTMENT STRATEGIES	BFC PLANNING, INC.	Mar 1, 2023	May 16, 2023	76	Firm change	RIA to ibd
LPL FINANCIAL LLC	GARNETT INVESTMENT STRATEGIES	Jul 2, 2021	Oct 25, 2022	480	Firm change after gap	Ibd to RIA
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Feb 24, 2020	Feb 25, 2020	1	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:6413:NE:2020-02-04	Feb 24, 2020	Feb 25, 2020	NORFOLK, NE	Firm change

Relationships

Registered with (5)

→ RIA ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jul 14, 2025 to presentfactForm ADV
→ BFC PLANNING, INC.Registered adviserregistration: previous registration
May 16, 2023 to Jun 27, 2025factForm ADV
→ GARNETT INVESTMENT STRATEGIESRegistered adviserregistration: previous registration
Oct 25, 2022 to Mar 1, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 25, 2020 to Jul 2, 2021factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 20, 2015 to Feb 24, 2020factForm ADV

Dated events

Occurred
Jun 27, 2025
Advisor changed firm
John T Lund left Bfc Planning, Inc. for Ria Advisory Group, Llc (registered 2025-07-14)
Form ADVobserved 6 days ago
Occurred
Mar 1, 2023
Advisor changed firm
John T Lund left Garnett Investment Strategies for Bfc Planning, Inc. (registered 2023-05-16)
Form ADVobserved 6 days ago