RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T• L•••
- R•• A••••••• G••••• L•• independent RIA currentsince Jul 14, 2025 · Des Moines, Ia
- B•• P•••••••• I••• BD affiliatedMay 16, 2023 to Jun 27, 2025 · Norfolk, Ne
- G•••••• I••••••••• S••••••••• independent RIAOct 25, 2022 to Mar 1, 2023 · Beatrice, Ne
- L•• F•••••••• L•• BD affiliatedFeb 25, 2020 to Jul 2, 2021 · Norfolk, Ne
- S••••••••• A•••••• A•••••••• I••• formerAug 20, 2015 to Feb 24, 2020 · Norfolk, Ne
- B•• P•••••••• I••• to R•• A••••••• G••••• L••left Jun 27, 2025, registered Jul 14, 2025 (17 days) · Affiliated broker-dealer or bank to independent RIA
- G•••••• I••••••••• S••••••••• to B•• P•••••••• I•••left Mar 1, 2023, registered May 16, 2023 (76 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to G•••••• I••••••••• S•••••••••left Jul 2, 2021, registered Oct 25, 2022 (480 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Feb 24, 2020, registered Feb 25, 2020 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- J••• T• L••• left B•• P•••••••• I••• for R•• A••••••• G••••• L•• (registered 2025-07-14)Jun 27, 2025 · Advisor changed firm · fact
- J••• T• L••• left G•••••• I••••••••• S••••••••• for B•• P•••••••• I••• (registered 2023-05-16)Mar 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address