DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Stewart Investment Advisers

Former SEC-registered adviserSt Peter Barbados, CRD 110474SEC 801-56522IAPD
Legal name Stewart West Indies Trading Co Ltd
Latest filing Mar 27, 2018
First filing on the tape Mar 30, 2012 · 9 filings
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.4B as of Mar 27, 2018
Mar 30, 2012$901M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2018
Mar 30, 20120 then
Employees (5.A)2 as of Mar 27, 2018
Mar 28, 20132 then
Private funds: no history
RAUM +14% over the last fiscal year+3.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.4BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$1.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L. Glade Christensen · President/Asst. Secretary, Directorcontrol
        since 04/1999 · owns less than 5%
      • X. John Ciciora · Directorcontrol
        since 08/2012 · owns less than 5%
      • L. Susan Ciciora · Directorcontrol
        since 08/2012 · owns less than 5%
      • S. John Horejsi · Directorcontrol
        since 08/2012 · owns less than 5%
      • Ralph Stewart Horejsi · Investment Officercontrol
        since 04/1999 · owns less than 5%
      • Carl Stephen Miller · Vice President/Secretary, Directorcontrol
        since 04/1999 · owns less than 5%
      • Larraine Nicole Murphey · Chief Compliance Officercontrol
        since 11/2016 · owns less than 5%
      • Caren Laura Rhodenbaugh · Treasurercontrol
        since 03/2012 · owns less than 5%
      Entity owners
      • Stewart West Indies Trust · Shareholder
        direct · owns 75% or more
      • Peak Trust Company - Ak · Trustee
        indirect · owns F of Stewart West Indies Trust
      • Stewart West Indies Trust · Shareholder
        indirect · owns 75% or more of Peak Trust Company - Ak
      Related persons
      Schedule D 7.A
      Advisers that list Stewart Investment Advisers as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Other offices · unset to 0.0
        Mar 21, 2017 to Mar 27, 2018
      • Discretionary RAUM · $1.2B to $1.4B
        Mar 21, 2017 to Mar 27, 2018
      • RAUM · $1.2B to $1.4B
        Mar 21, 2017 to Mar 27, 2018
      • Advisory employees · 2 to 1
        Nov 9, 2016 to Mar 21, 2017
      • Discretionary RAUM · $1.1B to $1.2B
        Nov 9, 2016 to Mar 21, 2017
      • RAUM · $1.1B to $1.2B
        Nov 9, 2016 to Mar 21, 2017
      • Accounts · 4 to 1
        Mar 26, 2015 to Mar 16, 2016
      • Discretionary RAUM · $1.3B to $1.1B
        Mar 26, 2015 to Mar 16, 2016
      • RAUM · $1.3B to $1.1B
        Mar 26, 2015 to Mar 16, 2016
      • Discretionary RAUM · $1.2B to $1.3B
        Mar 26, 2014 to Mar 26, 2015
      • RAUM · $1.2B to $1.3B
        Mar 26, 2014 to Mar 26, 2015
      • Discretionary RAUM · $992M to $1.2B
        Mar 28, 2013 to Mar 26, 2014
      • RAUM · $992M to $1.2B
        Mar 28, 2013 to Mar 26, 2014
      • Discretionary RAUM · $978M to $992M
        Nov 12, 2012 to Mar 28, 2013
      • RAUM · $978M to $992M
        Nov 12, 2012 to Mar 28, 2013
      • Advisory employees · unset to 2.0
        Mar 30, 2012 to Nov 12, 2012
      • Employees · unset to 2.0
        Mar 30, 2012 to Nov 12, 2012
      • Discretionary RAUM · $901M to $978M
        Mar 30, 2012 to Nov 12, 2012
      • RAUM · $901M to $978M
        Mar 30, 2012 to Nov 12, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026