DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
S••• P••••• G••••• L••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· New York, NYs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $777M
- PE fund assets
- $1.6B
- PE funds
- 10
- Investments held
- 38 of 38
- Deals, last 12 months
- 1
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque from $200MEBITDA $10.0M to $50.0MSectors business_services,manufacturing
- Last 12 months 1Most recent last monthPlatform deals 1
- Graphs 3
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 11 of 11 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.60bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 11 of 11 distinct vehicles are sworn P•••••• Equity Funds; 11 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to May 12, 2026
- RAUM
- $777Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 10
- PE fund GAV, latest filing
- $1.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $777Mevery private fund type, latest filing
- 2024 PE fund GAV
- $1.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $1.6B, latest counts Private Equity Fund 11, lifetime distinct Private Equity Fund 11
- Employees
- 2
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
38 observed deals
Stated by the firm
- Sectors
- business services, manufacturing
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- $10.0M to $50.0M
- Enterprise value
- $100M to $500M
- Equity check
- from $200M
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 2, unknown 33, platform 3
- period
- to 2026-07-27, from 2018-01-03, undated holdings 34, dated observations 7
- window
- last 2026-07-27, first 2018-01-03
- control
- control 3, unknown 35
- companies
- 38
- geography
- count 1, share 0.026, value MD, count 1, share 0.026, value OH
- investments
- 38
- seller kinds
- sponsor 1, corporate parent 1
- transactions
- 3
- cadence by year
- 2018 add ons 1, 2019 platforms 1, 2026 add ons 1
- platform add on
- add ons 2, platforms 3, add ons per platform 0.67
- sector known for
- 26
- disclosed value usd
- n 0
- sector distribution
- count 14, share 0.368, value industrial manufacturing, examples Gn96V85S2Rzjhdm2Kofpy5P99M5Uby, 2014 Current Hydxt, Zzlgk4A6T5B4D3Hai1Pc68Pw4Xiyh5 Y9H3B, 2016 Current 1 Dhj4H, count 3, share 0.079, value industrial services, examples U854Y4Y2Dls08Ngmc1Z10Kdap1Ketd Rt343, Blog Post Title Two 29Ydk Jh7Jk, Blog Post Title One Fap9C D8S8S, count 2, share 0.053, value aerospace defense, examples P08273Q1Q36M3Zb10Szfbtvclqritc Fme4J, Q49Y49Fpt8L9F39Qva7Nps9Vo6Z3F4 92Sdm, count 1, share 0.026, value tech enabled services, examples IT Solutions, count 1, share 0.026, value financial services, examples 2007 Current Public 1 7Srdl, count 1, share 0.026, value business services, examples 7Hvzpnrevkbadcj8Mm5Cfzharmlz3I Wmjf3 Etb8B, count 1, share 0.026, value specialty distribution, examples 2023 Current 1 93Gln, count 1, share 0.026, value healthcare it, examples 2012 Current Jcx66
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 10, share 0.263, value miscellaneous manufacturing, examples Gn96V85S2Rzjhdm2Kofpy5P99M5Uby, 2014 Current Hydxt, Zzlgk4A6T5B4D3Hai1Pc68Pw4Xiyh5 Y9H3B, 2017 Current 1 56Dgn, count 3, share 0.079, value chemical manufacturing, examples 2023 Current 1 93Gln Ba2Hw 9Apda, IPS Adhesives, Matrix Adhesives Group, count 2, share 0.053, value aerospace defense, examples P08273Q1Q36M3Zb10Szfbtvclqritc Fme4J, Q49Y49Fpt8L9F39Qva7Nps9Vo6Z3F4 92Sdm, count 1, share 0.026, value it services msp, examples IT Solutions, count 1, share 0.026, value financial services, examples 2007 Current Public 1 7Srdl, count 1, share 0.026, value advertising marketing, examples 7Hvzpnrevkbadcj8Mm5Cfzharmlz3I Wmjf3 Etb8B, count 1, share 0.026, value remediation environmental, examples U854Y4Y2Dls08Ngmc1Z10Kdap1Ketd Rt343, count 1, share 0.026, value fabricated metal products, examples 2016 Current 1 Dhj4H
38 companies on the graph (3 transactions); most in industrial manufacturing (14); 3 platforms and 2 add-ons; observed 2018 to 2026
Funds
11 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••• P••••• I•• A••• L• ADV: P•••••• Equity Fund | Feeder or parallel | 2017 first reported on Form ADV | $4.0M as of Mar 29, 2024 | no Form D | Harvest | |
| S••• P••••• I••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $811M as of Mar 29, 2024 | no Form D | Mature | |
| S••• P••••• I• A••• L••• ADV: P•••••• Equity Fund | Feeder or parallel | unknown | $288M as of Mar 29, 2024 | no Form D | Harvest | |
| S••• P••••• G•••• A••• L••• ADV: P•••••• Equity Fund | Feeder or parallel | unknown | $262M as of Mar 29, 2024 | no Form D | Unknown | |
| S••• P••••• I•• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $139M as of Mar 29, 2024 | no Form D | Harvest | |
| S••• P••••• G••••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $70.5M as of Mar 29, 2024 | no Form D | Unknown | |
| S••• P••••• G•••• ••••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $17.2M as of Mar 29, 2024 | no Form D | Unknown | |
| S••• P••••• G•••• ••••••••• A••• L••• ADV: P•••••• Equity Fund | Feeder or parallel | unknown | $6.0M as of Mar 29, 2024 | no Form D | Unknown | |
| S••• P••••• G•••• ••••••••• L••• ADV: P•••••• Equity Fund | Feeder or parallel | unknown | $2.3M as of Mar 29, 2024 | no Form D | Unknown | |
| S••• P••••• G•••• ••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $2.1M as of Mar 29, 2024 | no Form D | Unknown | |
| S•• C••••••••• L••• ADV: P•••••• Equity Fund | Co-investment vehicle | unknown | $1.4M as of Mar 29, 2024 | no Form D | Unknown |
Team
26 current, 3 former
Partner (5)
- A••• H••••• M••••• · Member · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••• M• S•••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I•• K•••••• S••• · Member · since May 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• A•••••• P•••• · Member · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- O•••• P••••• · Managing Director · since Apr 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (4)
- A••• M••••••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•• S••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• D••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•••••• P•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (6)
- G••••• C••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••• W••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• L•••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• O•••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• C••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••••••• A•••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (8)
- C•••• T••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• B•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••••• K••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••• L••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I••••••• F•••••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• L•••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• S••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• S•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- M•••••• M•••• · Principal and Head of Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (2)
- A••••• P••••••••• · Chief Compliance Officer · since Sep 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• S•••• D•••••• · Chief Finanical Officer · since Feb 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- C•••••• J••• M••••••• · Chief Compliance Officer · Oct 1, 2020 to Jul 27, 2021 Inference
- J••••••• D•••• F••••• · General Counsel And Chief Compliance Officer · Jul 1, 2013 to Mar 28, 2014 Inference
- S••••• E• S•••••••• · Chief Financial Officer · Nov 1, 2005 to Feb 16, 2023 Inference
Portfolio
38 relationships, 3 platforms, 2 add-ons
Transactions
3 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jul 27, 2026 | Add-on acquisition | I•• A•••••••• | Sponsor | truarcpartners.com |
| Feb 27, 2019 | Platform acquisition | I• S•••••••• | Sponsor (confirmed) | edgewaterfunds.com |
| Jan 3, 2018 | Add-on acquisition | C•• C••••••••• | Sponsor (confirmed) | watermill.com |
Placement agents, lenders, advisers and co-investors
12 relationships
Placement agents (5)
- M•• P•••••• F••• A••••••• L•• 2 shared · recurring · last Jan 1, 2023
- C••••• S••••• S••••••••• •••• L•• 2 shared · recurring · last Jan 1, 2017
- R•••••• J•••• • A••••••••• I••• 2 shared · recurring · last Jan 1, 2017
- C••••• S••••• 1 shared · one time · last Jan 1, 2012
- R•••••• J•••• L••• 1 shared · one time · last Jan 1, 2012
Financial advisers (5)
- C••••••• P••••••• 1 shared · one time · last Jul 27, 2026
- W•••••• G•••• 1 shared · one time · last Feb 27, 2019
- B•• C•••••• M•••••• C•••• 1 shared · one time · last Jul 27, 2026
- M••••••• • C•••••• 1 shared · one time · last Jan 3, 2018
- M•• A•••••• S••••• 1 shared · one time · last Jan 3, 2018
Legal advisers (2)
- D•••• P••• • W••••••• L•• 1 shared · one time · last Jul 27, 2026
- L••••• • W•••••• L•• 1 shared · one time · last Jul 27, 2026
LP commitments
3 disclosed
- N•• Y••• S•••• C••••• R••••••••• F••• in S••• P••••• I•• L••• $100M osc.ny.gov
- N•• Y••• S•••• C••••• R••••••••• F••• in S••• P••••• I••• L••• $200M osc.ny.gov
- N•• Y••• S•••• C••••• R••••••••• F••• in S••• P••••• I•• L••• $100M osc.ny.gov
Events
9 most recent
- Jul 27, 2026••• Locked
- Jul 21, 2026••• Locked
- May 12, 2026••• Locked
- Mar 30, 2026••• Locked
- Jan 13, 2026••• Locked
- Jan 8, 2026••• Locked
- Dec 11, 2025••• Locked
- Feb 27, 2019••• Locked
- Feb 14, 2012••• Locked
Across the graphs
S••• P••••• G••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…