DFX Intelligence
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U••••••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· Providence, RIu••••••.io
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.1B
- PE fund assets
- $629M
- PE funds
- 31
- Investments held
- 56 of 60
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- Placement agents 1
- RAUM $1.1B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 37 of 38 distinct vehicles are sworn Private Equity Funds; 34 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.63bn Private Equity Fund GAV on the Form ADV filed 2024-03-27
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 37 of 38 distinct vehicles are sworn Private Equity Funds; 34 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jun 10, 2019 to Mar 26, 2026
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 31
- PE fund GAV, latest filing
- $629Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $882Mevery private fund type, latest filing
- 2024 PE fund GAV
- $629Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 97%
- Fund type mix
- filed 2024-03-27, latest gav Hedge Fund $187M, Private Equity Fund $629M, latest counts Hedge Fund 1, Private Equity Fund 24, lifetime distinct Hedge Fund 1, Private Equity Fund 37
- Employees
- 20
- Headquarters
- Providence, RI
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
59 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 60
- period
- to 2025-12-15, from 2025-12-15, undated holdings 59, dated observations 1
- window
- last unknown, first unknown
- control
- unknown 60
- companies
- 59
- geography
- count 1, share 0.017, value VA, count 1, share 0.017, value CO
- investments
- 60
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 40
- disclosed value usd
- n 0
- sector distribution
- count 13, share 0.22, value financial services, examples Tensec, Pay Joy, Kontempo, Clearco, count 6, share 0.102, value software, examples Finley, Neon.ai, Sunbound, CapitalOS, count 6, share 0.102, value business services, examples HumanCo, Lina, Ledgerway, Mainfactor, count 4, share 0.068, value tech enabled services, examples Mount Thor, Deepinfra, Cruseo Energy, General Compute, count 3, share 0.051, value education, examples Coastline Academy, Coastlineacademy, 160 Driving Academy, count 2, share 0.034, value media telecom, examples Highline, Authentic, count 1, share 0.017, value industrial services, examples Beacon, count 1, share 0.017, value aerospace defense, examples Nooks Holdings, Inc.
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 13, share 0.22, value financial services, examples Tensec, Pay Joy, Kontempo, Clearco, count 4, share 0.068, value vertical software, examples Finley, CapitalOS, Applause, January, count 3, share 0.051, value education, examples Coastline Academy, Coastlineacademy, 160 Driving Academy, count 3, share 0.051, value accounting bookkeeping, examples Ledgerway, Cast, Wurthy, Inc., count 2, share 0.034, value media telecom, examples Highline, Authentic, count 2, share 0.034, value data processing hosting, examples Deepinfra, Cruseo Energy, count 1, share 0.017, value security fire life safety systems, examples Beacon, count 1, share 0.017, value it managed services, examples Mount Thor
59 companies on the graph (0 transactions); most in financial services (13); observed 2025 to 2025
Funds
35 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| U•••••• F••• I•• P••••••• M•••••• L• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $362M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• C••••• L••• S•• L•• ADV: Private Equity Fund | Credit fund | 2024 first reported on Form ADV | $10.3M as of Mar 27, 2024 | no Form D | Unknown | |
| C••••• B••••• E••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $4.6M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• F••• I••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $16.6M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• H••••• E••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $9.9M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• C••••• E••••• I• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $8.9M as of Mar 27, 2024 | no Form D | Early deployment | |
| U•••••• E•••••••• O••••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $48.8M as of Mar 27, 2024 | no Form D | Unknown | |
| T•••••• A••••••••• P••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $40.0M as of Mar 28, 2023 | no Form D | Wound down | |
| U•••••• C••••• I• S••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $26.8M as of Mar 27, 2024 | no Form D | Early deployment | |
| E•••••• A••••••••• I• S• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $23.3M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• T•••••• I• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $17.6M as of Mar 28, 2023 | no Form D | Wound down | |
| E•••••• A••••••••• V•• S• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $13.2M as of Mar 27, 2024 | no Form D | Early deployment | |
| U•••••• C••••• E••••• I•• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $10.3M as of Mar 27, 2024 | no Form D | Early deployment | |
| U•••••• B••••• E••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $8.0M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• O••••• E••••• S•• I• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $7.3M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• A••••• I• S• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $6.7M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• T•••••• V••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $6.0M as of Mar 28, 2023 | no Form D | Wound down | |
| U•••••• C••••• E••••• S•• I• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $2.8M as of Mar 27, 2024 | no Form D | Early deployment | |
| E•••••• A••••••••• V• S• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $844,043 as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• M•••• C•• W••• E••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $325,998 as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• T•••••• V• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $51.1M as of Mar 28, 2023 | no Form D | Wound down | |
| U•••••• C••••• E••••• I• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $11.6M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• O••••• E••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $8.2M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• C••••• E••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $2.1M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• H••••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $328,157 as of Mar 28, 2023 | no Form D | Wound down | |
| U•••••• T•••••• I•• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $63.5M as of Mar 28, 2023 | no Form D | Wound down | |
| U•••••• T•••••• I• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $40.6M as of Mar 28, 2023 | no Form D | Wound down | |
| U•••••• C••••• E••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $10.3M as of Mar 27, 2024 | no Form D | Unknown | |
| U•••••• O•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $1.5M as of Mar 27, 2024 | no Form D | Harvest | |
| U•••••• C••••• S••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $247,539 as of Mar 27, 2024 | no Form D | Harvest | |
| U•••••• T•••••• I•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $98,554 as of Aug 25, 2021 | no Form D | Wound down | |
| U•••••• D•••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $9,052 as of Jun 21, 2022 | no Form D | Wound down | |
| U•••••• T••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $67.9M as of Mar 28, 2023 | no Form D | Wound down | |
| U•••••• F•••• L• ADV: Private Equity Fund | Fund of funds | unknown | $34.2M as of Mar 27, 2024 | no Form D | Harvest | |
| U•••••• C•••••••• I• S••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $3.8M as of Jun 21, 2022 | no Form D | Wound down |
Team
20 current, 2 former
Managing partner (5)
- B•••• L•••• · MANAGING PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• F••••• · MANAGING PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•••••• C•••••• G•••• · Managing Partner · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• C•••••• G•••• · MANAGING PARTNER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•••••• K•••• L•••• · Managing Member · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- D••••• R•••••• · MANAGING DIRECTOR · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• F••••• · Chairman And Limited Partner · since Nov 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- T••• C••• · PRINCIPAL · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (3)
- D•••• R•••• · VICE PRESIDENT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• P•••••••• · VICE PRESIDENT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• C•••• · VICE PRESIDENT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- C••••• H••••••••• · ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• P•••••••• · ASSOCIATE · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- B••••• R•••• · INVESTOR RELATIONS ANALYST · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- A••• W••••••••• · CONTROLLER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• C••••• · VP OF FINANCE AND SR CONTROLLER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••• V••••• · PARTNER, CFO & CCO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••••• N•• V••••• · Chief Compliance Officer / Chief Financial Officer · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• S•••• · EXECUTIVE ASSISTANT · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- C•••••••• C••••••• · CHIEF OF STAFF · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
2 former (kept with end dates)
- A••• U•••• · Managing Members · Jan 1, 2020 to Aug 25, 2021 Inference
- M•••••• M••••• · Chief Compliance Officer, Director Of Operations · Nov 1, 2020 to Mar 30, 2022 Inference
Portfolio
60 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- C••••• S••••• S••••••••• •••• L•• 2 shared · recurring · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
12 most recent
- Sep 16, 2026••• Locked
- Sep 16, 2026••• Locked
- Sep 16, 2026••• Locked
- Sep 16, 2026••• Locked
- Sep 16, 2026••• Locked
- Sep 16, 2026••• Locked
- Sep 16, 2026••• Locked
- Mar 26, 2026••• Locked
- Jul 21, 2021••• Locked
- Apr 15, 2021••• Locked
- Dec 10, 2020••• Locked
- Jun 10, 2019••• Locked
Across the graphs
U•••••• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Private Credit.
Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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