RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• B••• A••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Jun 24, 2015 · Newtown, Pa
- A••••••••• S••••••••• C•••• unclassifiedDec 22, 2008 to Sep 8, 2009 · Boston, Ma
- S•••••••• W••••• A••••••• G•••• formerMar 7, 2008 to Dec 11, 2009 · Newtown, Pa
- F•• S••••••••• C••••••••• formerOct 14, 2003 to Dec 31, 2008 · Newtown, Pa
- S•••••••• W••••• A••••••• G•••• to A••••••••• S••••••••• C••••left Dec 11, 2009, registered Dec 22, 2008 (-354 days) · Other
- A••••••••• S••••••••• C•••• to G•••• V••••• A•••••• G••••• L••left Sep 8, 2009, registered Jun 24, 2015 (2115 days) · Other
- F•• S••••••••• C••••••••• to S•••••••• W••••• A••••••• G••••left Dec 31, 2008, registered Mar 7, 2008 (-299 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address