DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC national BD | Boston, Ma · principal | 282 | 28 | 540 | -512 | 191% | 66 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | New York, Ny · principal | 4,397 | 797 | 208 | +589 | 4.7% | 26 | 2 | |
| EDWARD JONES national BD | St Louis, Mo | 2,560 | 463 | 113 | +350 | 4.4% | 10 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Atlanta, Ga | 402 | 28 | 100 | -72 | 25% | 1 | ||
| FISHER INVESTMENTS independent RIA | Plano, Tx · principal | 2,946 | 677 | 96 | +581 | 3.3% | 6 | 1 | |
| J.P. MORGAN SECURITIES LLC wirehouse | New York, Ny · principal | 2,286 | 434 | 62 | +372 | 2.7% | 9 | 13 | |
| MORGAN STANLEY wirehouse | New York, Ny | 2,584 | 292 | 61 | +231 | 2.4% | 11 | 9 | |
| LPL FINANCIAL LLC BD affiliated | San Diego, Ca | 1,957 | 526 | 55 | +471 | 2.8% | 4 | 4 | |
| THRIVENT INVESTMENT MANAGEMENT INC. BD affiliated | Minneapolis, Mn · principal | 544 | 236 | 55 | +181 | 10% | |||
| OSAIC WEALTH, INC. BD affiliated | Scottsdale, Az · principal | 396 | 54 | 55 | -1 | 14% | 8 | 1 | |
| UBS FINANCIAL SERVICES INC. wirehouse | Weehawken, Nj · principal | 1,014 | 258 | 52 | +206 | 5.1% | 7 | ||
| EMPOWER ADVISORY GROUP, LLC BD affiliated | Greenwood Village, Co · principal | 1,938 | 854 | 51 | +803 | 2.6% | 5 | ||
| COMMONWEALTH FINANCIAL NETWORK national BD | Waltham, Ma · principal | 252 | 15 | 49 | -34 | 19% | 11 | ||
| EQUITABLE ADVISORS, LLC national BD | New York, Ny · principal | 344 | 91 | 46 | +45 | 13% | 7 | ||
| MORGAN STANLEY wirehouse | Gilbert, Az | 150 | 42 | 44 | -2 | 29% | 4 | ||
| WELLS FARGO ADVISORS wirehouse | Charlotte, Nc | 622 | 145 | 43 | +102 | 6.9% | 7 | 3 | |
| STIFEL INDEPENDENT ADVISORS, LLC BD affiliated | St Louis, Mo · principal | 10 | 0 | 42 | -42 | 420% | 7 | ||
| KESTRA ADVISORY SERVICES, LLC BD affiliated | Austin, Tx · principal | 1,193 | 214 | 39 | +175 | 3.3% | 5 | ||
| CHARLES SCHWAB & CO., INC. national BD | Westlake, Tx | 1,076 | 169 | 39 | +130 | 3.6% | 1 | ||
| MORGAN STANLEY wirehouse | Tampa, Fl | 342 | 60 | 38 | +22 | 11% | 3 | ||
| VANGUARD ADVISERS, INC. BD affiliated | Charlotte, Nc | 700 | 186 | 37 | +149 | 5.3% | 2 | 1 | |
| VANGUARD ADVISERS, INC. BD affiliated | Malvern, Pa · principal | 803 | 183 | 35 | +148 | 4.4% | 1 | ||
| WELLS FARGO ADVISORS wirehouse | St Louis, Mo | 1,141 | 206 | 34 | +172 | 3.0% | 1 | 1 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Chicago, Il | 720 | 79 | 33 | +46 | 4.6% | 3 | ||
| HIGHTOWER ADVISORS, LLC BD affiliated | Chicago, Il · principal | 975 | 162 | 31 | +131 | 3.2% | 1 | ||
| VANGUARD ADVISERS, INC. BD affiliated | Scottsdale, Az | 685 | 207 | 31 | +176 | 4.5% | 2 | 1 | |
| UBS FINANCIAL SERVICES INC. wirehouse | New York, Ny | 1,266 | 107 | 30 | +77 | 2.4% | 2 | 8 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Jacksonville, Fl | 1,060 | 123 | 29 | +94 | 2.7% | 6 | 3 | |
| NEWEDGE ADVISORS BD affiliated | New Orleans, La · principal | 597 | 132 | 29 | +103 | 4.9% | 4 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Chandler, Az | 482 | 53 | 29 | +24 | 6.0% | 7 | ||
| LPL FINANCIAL LLC BD affiliated | Fort Mill, Sc · principal | 731 | 156 | 28 | +128 | 3.8% | 1 | ||
| COMMONWEALTH FINANCIAL NETWORK national BD | San Diego, Ca | 103 | 8 | 28 | -20 | 27% | 6 | 1 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Los Angeles, Ca | 435 | 25 | 27 | -2 | 6.2% | 5 | 1 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Pennington, Nj | 946 | 91 | 26 | +65 | 2.7% | 4 | ||
| RAYMOND JAMES & ASSOCIATES, INC. national BD | St Petersburg, Fl | 887 | 107 | 25 | +82 | 2.8% | 1 | ||
| MORGAN STANLEY wirehouse | Purchase, Ny · principal | 884 | 187 | 25 | +162 | 2.8% | 1 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Charlotte, Nc | 748 | 121 | 25 | +96 | 3.3% | 4 | 3 | |
| GOLDMAN SACHS WEALTH SERVICES, L.P. BD affiliated | Cohoes, Ny · principal | 314 | 67 | 24 | +43 | 7.6% | 1 | ||
| FOUNDATIONS INVESTMENT ADVISORS LLC independent RIA | Phoenix, Az · principal | 297 | 103 | 24 | +79 | 8.1% | 2 | ||
| EQUITABLE ADVISORS, LLC national BD | Bellevue, Wa | 87 | 24 | 24 | 0 | 28% | |||
| MORGAN STANLEY wirehouse | Alpharetta, Ga | 371 | 74 | 23 | +51 | 6.2% | 1 | 1 | |
| EQUITABLE ADVISORS, LLC national BD | Dallas, Tx | 64 | 14 | 23 | -9 | 36% | 3 | ||
| MORGAN STANLEY wirehouse | Atlanta, Ga | 502 | 39 | 22 | +17 | 4.4% | 4 | 1 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Houston, Tx | 473 | 36 | 22 | +14 | 4.7% | 2 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Melville, Ny | 254 | 17 | 22 | -5 | 8.7% | 3 | 1 | |
| UBS FINANCIAL SERVICES INC. wirehouse | Charlotte, Nc | 184 | 35 | 22 | +13 | 12% | |||
| EQUITABLE ADVISORS, LLC national BD | Woodbridge, Nj | 97 | 18 | 22 | -4 | 23% | 4 | ||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Tampa, Fl · principal | 76 | 32 | 22 | +10 | 29% | 4 | ||
| KEY INVESTMENT SERVICES LLC BD affiliated | Brooklyn, Oh · principal | 641 | 141 | 21 | +120 | 3.3% | 3 | ||
| CHARLES SCHWAB & CO., INC. national BD | Phoenix, Az | 585 | 71 | 21 | +50 | 3.6% | 1 | ||
| LINCOLN INVESTMENT independent RIA | Fort Washington, Pa · principal | 457 | 48 | 21 | +27 | 4.6% | 2 | ||
| WELLS FARGO ADVISORS wirehouse | Salt Lake City, Ut | 317 | 69 | 20 | +49 | 6.3% | 1 | ||
| NATIONWIDE INVESTMENT ADVISORS, LLC BD affiliated | Columbus, Oh · principal | 401 | 59 | 19 | +40 | 4.7% | 1 | ||
| CITIGROUP GLOBAL MARKETS INC. BD affiliated | New York, Ny · principal | 939 | 114 | 18 | +96 | 1.9% | 2 | 1 | |
| GLOBAL RETIREMENT PARTNERS LLC institutional | San Rafael, Ca · principal | 483 | 90 | 18 | +72 | 3.7% | 4 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Los Angeles, Ca | 407 | 78 | 18 | +60 | 4.4% | 6 | ||
| MONEY CONCEPTS ADVISORY SERVICE BD affiliated | Palm Beach Gardens, Fl · principal | 394 | 41 | 18 | +23 | 4.6% | 1 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Houston, Tx | 359 | 62 | 18 | +44 | 5.0% | 2 | 1 | |
| T. ROWE PRICE ADVISORY SERVICES, INC. BD affiliated | Owings Mills, Md · principal | 230 | 65 | 18 | +47 | 7.8% | 1 | ||
| EQUITABLE ADVISORS, LLC national BD | Melville, Ny | 169 | 29 | 18 | +11 | 11% | 3 |
Page 1 of 379Next
22,726 offices match.