RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• C••••
- R••••••• I••••••••• I••• state registered currentsince Nov 17, 2025 · San Diego, Ca
- S••••••• G••••• S••••••••• L•• formerJan 25, 2017 to Apr 27, 2017 · San Diego, Ca
- N•••••••• A•••• M••••••••• independent RIAJan 30, 2015 to Jun 14, 2016 · San Diego, Ca
- W•••••• W••••• M••••••••• unclassifiedAug 28, 2007 to Dec 31, 2008 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedMar 17, 2006 to Feb 19, 2015 · San Diego, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 27, 2003 to Mar 20, 2006 · San Diego, Ca
- S••••••• G••••• S••••••••• L•• to R••••••• I••••••••• I•••left Apr 27, 2017, registered Nov 17, 2025 (3126 days) · Other
- N•••••••• A•••• M••••••••• to S••••••• G••••• S••••••••• L••left Jun 14, 2016, registered Jan 25, 2017 (225 days) · Other
- L•• F•••••••• L•• to W•••••• W••••• M•••••••••left Feb 19, 2015, registered Aug 28, 2007 (-2732 days) · Other
- W•••••• W••••• M••••••••• to N•••••••• A•••• M•••••••••left Dec 31, 2008, registered Jan 30, 2015 (2221 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Mar 20, 2006, registered Mar 17, 2006 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address