D••• M•••••• L•••••••

E•••••••• A•••••••• L••national BDIndependence, Ohdual registrantIAPD 1011868

Feed of 09/14/2026

At current firm

1 y

since Jun 3, 2025

In the industry

34 y

since Dec 20, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Jun 3, 2025 · Independence, Oh
O•••• W•••••• I••• BD affiliated
Jan 24, 2025 to Jun 5, 2025 · Orange Village, Oh
O•••• F•• I••• former
Jan 1, 2000 to Jan 24, 2025 · Solon, Oh

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to E•••••••• A•••••••• L••
left Jun 5, 2025, registered Jun 3, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jun 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address