RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P•••• C•••••
- R•••••• F••••••••• L•• state registered currentsince Jan 25, 2017 · Walnut Creek, Ca
- R•••••• F••••••••• L•• state registeredApr 16, 2007 to Apr 13, 2009 · Walnut Creek, Ca
- B••• W••••• M••••••••• I••• unclassifiedApr 28, 2006 to Nov 29, 2006 · Walnut Creek, Ca
- B••• W••••• M••••••••• I••• unclassifiedJan 13, 2005 to Feb 24, 2006 · Walnut Creek, Ca
- 1••• C•••••• M••••••••• C•••••• unclassifiedFeb 15, 2002 to Apr 9, 2003 · Walnut Creek, Ca
- B••• W••••• M••••••••• I••• to R•••••• F••••••••• L••left Nov 29, 2006, registered Apr 16, 2007 (138 days) · Other
- 1••• C•••••• M••••••••• C•••••• to B••• W••••• M••••••••• I•••left Apr 9, 2003, registered Jan 13, 2005 (645 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address