DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Linda Scoville Cartwright
Feed of 09/15/2026
Also filed as Linda Louella Cartwright
At current firm
19 y
since Dec 6, 2006
In the industry
39 y
since Aug 25, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Prospera Financial Services, Inc. BD affiliated currentsince Dec 6, 2006 · Lubbock, Tx
- LPL Financial LLC BD affiliatedJan 14, 2003 to May 17, 2005 · Lubbock, Tx
- Morgan Stanley Dw Inc. unclassifiedMar 23, 2001 to Dec 20, 2002 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Prospera Financial Services, Inc.left May 17, 2005, registered Dec 6, 2006 (568 days) · Other
- Morgan Stanley Dw Inc. to LPL Financial LLCleft Dec 20, 2002, registered Jan 14, 2003 (25 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address