RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••••• F•••••••• G•••• independent RIA currentsince Feb 11, 2010
- W•••••• S••••••••• C••••••••• unclassifiedAug 6, 2007 to Dec 31, 2009 · Monroe, La
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedJul 27, 2007 to Aug 6, 2007 · Houston, Tx
- W•••••• S••••••••• C••••••••• to F••••••• F•••••••• G••••left Dec 31, 2009, registered Feb 11, 2010 (42 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to W•••••• S••••••••• C•••••••••left Aug 6, 2007, registered Aug 6, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address