RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Dec 15, 2025 · Overland Park, Ks
- G••••••••• W••••• P••••••• L•• formerApr 25, 2018 to Dec 1, 2022 · Sarasota, Fl
- H••••• R•••• formerSep 30, 2016 to Jul 10, 2018 · Sarasota, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 4, 2008 to Sep 29, 2016 · Sarasota, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 1993 to Sep 11, 2008 · Sarasota, Fl
- G••••••••• W••••• P••••••• L•• to O•••••••••left Dec 1, 2022, registered Dec 15, 2025 (1110 days) · Other · moved with a team
- H••••• R•••• to G••••••••• W••••• P••••••• L••left Jul 10, 2018, registered Apr 25, 2018 (-76 days) · RIA to a newly registered adviser · moved with a team
- U•• F•••••••• S••••••• I••• to H••••• R••••left Sep 29, 2016, registered Sep 30, 2016 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Sep 11, 2008, registered Sep 4, 2008 (-7 days) · Other
- R••••• E••••• L•••• left G••••••••• W••••• P••••••• L•• for O••••••••• (registered 2025-12-15)Dec 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address