RIA Intelligence

Designations

MBAreportedwlpwm.comas printed on the bio page, Sep 16, 2026

Professional profile

wlpwm.com/team/howard-kliegerreportedwlpwm.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• W••••• L••• P••••••• • W••••• M••••••••• L•• independent RIA current
  since Dec 7, 2018 · Highland Park, Il
• R•• C•••••• M••••••• L•• national BD
  Sep 15, 2003 to Aug 29, 2018 · Winnetka, Il
• O••••••••• • C•• I••• BD affiliated
  Jan 3, 2003 to Sep 16, 2003 · Chicago, Il
• C••• W•••• M•••••• C•••• unclassified
  Aug 21, 1998 to Jan 3, 2003 · Chicago, Il

• R•• C•••••• M••••••• L•• to W••••• L••• P••••••• • W••••• M••••••••• L••
  left Aug 29, 2018, registered Dec 7, 2018 (100 days) · Affiliated broker-dealer or bank to a newly registered adviser
• O••••••••• • C•• I••• to R•• C•••••• M••••••• L••
  left Sep 16, 2003, registered Sep 15, 2003 (-1 days) · Other
• C••• W•••• M•••••• C•••• to O••••••••• • C•• I•••
  left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

44derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address