RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• L•• E••••••
- H•••••• I••••••••• S•••••••• L•• independent RIA currentsince Jun 30, 2023 · Oakbrook Terrace, Il
- W••••• A••••••• S••••••••• L•• independent RIAFeb 17, 2018 to Jun 30, 2023 · Zionsville, In
- C••••••••• F•••••••• P••••••• S••••••• C•••• unclassifiedMar 3, 2003 to Dec 31, 2017
- C••••••••• F•••••••• P••••••• S••••••• C•••• unclassifiedDec 9, 1998 to Dec 31, 2002 · Zionsville, In
- W••••• A••••••• S••••••••• L•• to H•••••• I••••••••• S•••••••• L••left Jun 30, 2023, registered Jun 30, 2023 (0 days) · RIA to RIA · moved with a team
- C••••••••• F•••••••• P••••••• S••••••• C•••• to W••••• A••••••• S••••••••• L••left Dec 31, 2017, registered Feb 17, 2018 (48 days) · Other · moved with a team
- B•••• L•• E•••••• left W••••• A••••••• S••••••••• L•• for H•••••• I••••••••• S•••••••• L•• (registered 2023-06-30)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address