RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• C••••••••• G••••••
- C•••••••• F••••••••• I••• BD affiliated currentsince Jul 8, 2026 · Itasca, Il
- E•••••••• A•••••••• L•• national BDSep 8, 2022 to Jul 1, 2026 · Itasca, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 4, 2022 to Sep 12, 2022 · Itasca, Il
- E•••••••• A•••••••• L•• to C•••••••• F••••••••• I•••left Jul 1, 2026, registered Jul 8, 2026 (7 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Sep 12, 2022, registered Sep 8, 2022 (-4 days) · Affiliated broker-dealer or bank to another
- D••• C••••••••• G•••••• left E•••••••• A•••••••• L•• for C•••••••• F••••••••• I••• (registered 2026-07-08)Jul 1, 2026 · Advisor changed firm · fact
- D••• C••••••••• G•••••• left M•• I•••••••• S•••••••• L•• for E•••••••• A•••••••• L•• (registered 2022-09-08)Sep 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address