DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Larry Alan Gunstream
Feed of 09/14/2026
At current firm
11 y
since Nov 13, 2014
In the industry
44 y
since Feb 4, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Nov 3, 2023 · Glendora, Ca
- Southland Equity Partners, LLC. independent RIA currentsince Nov 13, 2014 · Glendora, Ca
- Fsc Securities Corporation formerJul 8, 1997 to Nov 3, 2023 · Glendora, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to Southland Equity Partners, LLC.left Nov 3, 2023, registered Nov 13, 2014 (-3277 days) · Other · moved with a team
Signals
- Larry Alan Gunstream left Fsc Securities Corporation for Southland Equity Partners, Llc. (registered 2014-11-13)Nov 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address