RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• M• M•••••••••
- C•••••••• F••••••••• I••• BD affiliated currentsince Apr 4, 2017 · Anaheim, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Apr 6, 2017 · Conshohocken, Pa
- E•••••••• A•••••••• L•• national BDJan 24, 2008 to Feb 19, 2008 · Conshohocken, Pa
- M•• F•••••••• S•••••••• I••• formerSep 6, 2007 to Mar 25, 2017 · Mount Laurel, Nj
- M•• I•••••••• S•••••••• L•• to C•••••••• F••••••••• I•••left Apr 6, 2017, registered Apr 4, 2017 (-2 days) · Other · moved with a team
- M•• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Mar 25, 2017, registered Jan 24, 2008 (-3348 days) · Other
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Feb 19, 2008, registered Mar 25, 2017 (3322 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address