DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• A••• G••••••••

1•• F•••••••• I••••••••• I•••state registeredClark'S Summit, Pa IA-onlyIAPD 1031460

Feed of 09/14/2026

Also filed as Phil G••••••••

At current firm

10 y

since May 6, 2016

In the industry

44 y

since Feb 23, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

1•• F•••••••• I••••••••• I••• state registered current
since May 6, 2016 · Clark'S Summit, Pa
V••• A•••• M••••••••• I••• former
Apr 14, 2016 to Aug 11, 2025 · South Abington Township, Pa
K•••• M••••••••• former
Jun 3, 2011 to Feb 14, 2014 · Clarks Summit, Pa
W•• A•••••••• L• former
Mar 7, 2011 to Jul 7, 2011 · Clarks Summit, Pa
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated
Oct 8, 2004 to Mar 8, 2011 · Clarks Summit, Pa

Moves

a registration end followed by a registration begin elsewhere

V••• A•••• M••••••••• I••• to 1•• F•••••••• I••••••••• I•••
left Aug 11, 2025, registered May 6, 2016 (-3384 days) · Other
K•••• M••••••••• to V••• A•••• M••••••••• I•••
left Feb 14, 2014, registered Apr 14, 2016 (790 days) · Other
W•• A•••••••• L• to K•••• M•••••••••
left Jul 7, 2011, registered Jun 3, 2011 (-34 days) · Other
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to W•• A•••••••• L•
left Mar 8, 2011, registered Mar 7, 2011 (-1 days) · Other

Signals

P••••• A••• G•••••••• left V••• A•••• M••••••••• I••• for 1•• F•••••••• I••••••••• I••• (registered 2016-05-06)
Aug 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address