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Registered advisor
J•••• E••••• D•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Jim D•••••••
At current firm
3 y
since Feb 6, 2023
In the industry
40 y
since Aug 26, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 6, 2023 · Birmingham, Al
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Feb 3, 2023 · Birmingham, Al
- I••••••••• A••••••• S••••••• I•• formerFeb 4, 2013 to Jul 17, 2020 · Birmingham, Al
- N••• F•••••••• G••••• I••• formerAug 25, 2005 to Feb 5, 2013 · Birmingham, Al
- J•••• E• D•••••••• C•• unclassifiedMar 22, 1991 to Sep 12, 2005 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Feb 3, 2023, registered Feb 6, 2023 (3 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- N••• F•••••••• G••••• I••• to I••••••••• A••••••• S••••••• I••left Feb 5, 2013, registered Feb 4, 2013 (-1 days) · Other
- J•••• E• D•••••••• C•• to N••• F•••••••• G••••• I•••left Sep 12, 2005, registered Aug 25, 2005 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address