DFX Intelligence
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Registered advisor
A••••• J••••• J••••
Feed of 09/15/2026
At current firm
4 y
since Jun 10, 2022
In the industry
42 y
since Apr 24, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 10, 2022 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseSep 28, 2012 to Jun 27, 2022 · Los Angeles, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 5, 2012 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Jun 1, 2009 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jun 27, 2022, registered Jun 10, 2022 (-17 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 5, 2012, registered Sep 28, 2012 (-7 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 27, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address