DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd Sheppard Healy
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
3 y
since Jan 9, 2023
In the industry
49 y
since Jan 1, 1977 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Valmark Advisers, Inc. BD affiliated currentsince Jan 9, 2023 · Dallas, Tx
- Lion Street Advisors, LLC formerSep 9, 2019 to Jan 9, 2023 · Dallas, Tx
- Kestra Advisory Services, LLC BD affiliatedApr 19, 2016 to Sep 10, 2019 · Dallas, Tx
- Nfp Advisor Services, LLC formerMar 14, 2013 to Sep 22, 2016 · Dallas, Tx
- Nfp Advisor Services, LLC formerSep 8, 1997 to Mar 24, 2011 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Lion Street Advisors, LLC to Valmark Advisers, Inc.left Jan 9, 2023, registered Jan 9, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Kestra Advisory Services, LLC to Lion Street Advisors, LLCleft Sep 10, 2019, registered Sep 9, 2019 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 19, 2016 (-156 days) · corporate re-registration, not a move
Signals
- Todd Sheppard Healy left Lion Street Advisors, Llc for Valmark Advisers, Inc. (registered 2023-01-09)Jan 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 49derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address