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Registered advisor
P• T•••••• C•••••••
Feed of 09/15/2026
Also filed as Paul T•••••• C•••••••
At current firm
10 y
since Nov 30, 2015
In the industry
44 y
since Aug 9, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Nov 30, 2015 · Boston, Ma
- C••••• S••••• S••••••••• •••• L•• formerOct 31, 2008 to Dec 9, 2015 · Boston, Ma
- U•• F•••••••• S••••••• I••• wirehouseApr 26, 2004 to Nov 10, 2008 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Dec 9, 2015, registered Nov 30, 2015 (-9 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C••••• S••••• S••••••••• •••• L••left Nov 10, 2008, registered Oct 31, 2008 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address