RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• W••••• D••••••
- W•••••• A•••••••• L•• independent RIA currentsince Jul 29, 2022 · Savannah, Ga
- B• W••••• M••••••••• L•• formerJul 6, 2015 to Jul 28, 2022 · Savannah, Ga
- E•••••••• I••• formerApr 9, 2003 to Jul 30, 2015 · Savannah, Ga
- B• W••••• M••••••••• L•• to W•••••• A•••••••• L••left Jul 28, 2022, registered Jul 29, 2022 (1 days) · RIA to RIA · moved with a team
- E•••••••• I••• to B• W••••• M••••••••• L••left Jul 30, 2015, registered Jul 6, 2015 (-24 days) · Other
- C••••••• W••••• D•••••• left B• W••••• M••••••••• L•• for W•••••• A•••••••• L•• (registered 2022-07-29)Jul 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address