RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C•••••• C•••••• M••••••••• A•••••••• L•• independent RIA currentsince Feb 15, 2022 · Uniontown, Pa
- A••••••• F•••••••• A•••••••• I••• formerMay 16, 2017 to Dec 31, 2021 · Uniontown, Pa
- Q•••••• A•••• M••••••••• I••• formerMar 11, 2009 to May 26, 2017 · Minneapolis, Mn
- T••••••••• S••••••••• I••• unclassifiedSep 21, 2006 to Mar 10, 2009 · Uniontown, Pa
- Q•••••• A•••• M••••••••• I••• formerJul 25, 2006 to Sep 13, 2006 · Uniontown, Pa
- U•••••••• S••••••••• I••• unclassifiedApr 16, 2003 to Aug 1, 2006 · Uniontown, Pa
- A••••••• F•••••••• A•••••••• I••• to C•••••• C•••••• M••••••••• A•••••••• L••left Dec 31, 2021, registered Feb 15, 2022 (46 days) · Other
- Q•••••• A•••• M••••••••• I••• to A••••••• F•••••••• A•••••••• I•••left May 26, 2017, registered May 16, 2017 (-10 days) · Other
- T••••••••• S••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Mar 10, 2009, registered Mar 11, 2009 (1 days) · Other
- Q•••••• A•••• M••••••••• I••• to T••••••••• S••••••••• I•••left Sep 13, 2006, registered Sep 21, 2006 (8 days) · Other
- U•••••••• S••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Aug 1, 2006, registered Jul 25, 2006 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address