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RIA Intelligence
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Registered advisor
B•••• T•• R•••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
20 y
since Jun 20, 2006
In the industry
43 y
since Aug 11, 1983 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••••••• state registered currentsince Jun 20, 2006 · Tulsa, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 2, 1999 to Dec 31, 2006 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to E•••••••••left Dec 31, 2006, registered Jun 20, 2006 (-194 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address