RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• W•••••• G••••••
- G••••••••• C•••••• state registered currentsince Jan 1, 2026 · Nederland, Co
- G•••••• C•••••• M••••••••• L•• unclassifiedApr 16, 2019 to Dec 18, 2020 · Boulder, Co
- D•••••• P••• C•••••• L•• formerAug 22, 2014 to Dec 11, 2015 · Boulder, Co
- G•••••• C•••••• M••••••••• I•• unclassifiedJul 22, 2005 to Jun 5, 2013 · Boulder, Co
- G•••••• C•••••• M••••••••• L•• to G••••••••• C••••••left Dec 18, 2020, registered Jan 1, 2026 (1840 days) · Other
- D•••••• P••• C•••••• L•• to G•••••• C•••••• M••••••••• L••left Dec 11, 2015, registered Apr 16, 2019 (1222 days) · Other
- G•••••• C•••••• M••••••••• I•• to D•••••• P••• C•••••• L••left Jun 5, 2013, registered Aug 22, 2014 (443 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address