RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••••• H••••
- S••••• W••••• M••••••••• independent RIA currentsince Mar 16, 2020 · Rockford, Il
- H•••• F•••••••• formerJan 30, 2012 to Aug 2, 2020 · Lincolnshire, Il
- H•••• F•••••••• G••••• L••• formerJan 29, 1999 to Sep 4, 2013 · Lincolnshire, Il
- H•••• F•••••••• to S••••• W••••• M•••••••••left Aug 2, 2020, registered Mar 16, 2020 (-139 days) · RIA to RIA · moved with a team
- H•••• F•••••••• G••••• L••• to H•••• F••••••••left Sep 4, 2013, registered Jan 30, 2012 (-583 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address