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Registered advisor
C•••• G••• C••••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
16 y
since Apr 7, 2010
In the industry
44 y
since Aug 27, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• R••• L•• state registered currentsince Apr 7, 2010 · Dallas, Tx
- N•• A•••••• S•••••••• L•• formerDec 16, 2003 to Mar 31, 2010 · Dallas, Tx
- V••••••• I••••••••• A•••••••• I••• unclassifiedOct 19, 2000 to Dec 19, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- N•• A•••••• S•••••••• L•• to L•• R••• L••left Mar 31, 2010, registered Apr 7, 2010 (7 days) · Other
- V••••••• I••••••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Dec 19, 2003, registered Dec 16, 2003 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address